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有關證券交收服務 存入證券 (實物及非實物證券):豁免 提取證券 (實物證券):每隻股票收費HKD/CNY300及每手HKD/CNY10 提取證券 (非實物證券):每隻股票收費HKD/CNY300 證券登記/存入證券費 8 :豁免 (適用於存入證券) 有關買賣服務 — 證券買賣 服務收費 (1) “CAW”即“Citi At Work”出糧戶口。(2) 有關收費由香港特區政府收取。如有更改,本行恕不另行通知。(3) 有 關收費由證券及期貨事務監察委員會(證監會)收取。如有更改,本行恕不另行通知。(4) 有關收費由香港交易及結 算所有限公司(香港交易所)收取。如有更改,本行恕不另行通知。(5) 適用於散股及買入證券、供股及認股證等。 (6) 客戶將須承擔及全權負責於任何司法管轄區或政府或監管機構之任何及一切稅項,包括但不限於任何資本收益 稅或其他適用的任何評稅或徵費。客戶應尋求獨立稅務諮詢。(7) 如客戶於半年期間(每年1月至6月及/或7月至12月 )未曾於本行進行任何股票交易(買賣、存入港股美股及網上認購新股)及未持有任何股票,本行將每半年收取一次 證券戶口服務費
Transcript
  有關證券交收服務存入證券  ( 實物及非實物證券 ) : 豁免 提取證券  ( 實物證券 ) : 每隻股票收費 HKD/CNY300 及每手 HKD/CNY10   提取證券  ( 非實物證券 ) : 每隻股票收費 HKD/CNY300   證券登記/存入證券費 8 : 豁免 ( 適用於存入證券 ) 有關買賣服務 — 證券買賣 服務收費 (1) “CAW” 即 “Citi At Work” 出糧戶口。 (2)  有關收費由香港特區政府收取。如有更改,本行恕不另行通知。 (3) 有關收費由證券及期貨事務監察委員會 ( 證監會 ) 收取。如有更改,本行恕不另行通知。 (4) 有關收費由香港交易及結算所有限公司 ( 香港交易所 ) 收取。如有更改,本行恕不另行通知。 (5) 適用於散股及買入證券、供股及認股證等。 (6) 客戶將須承擔及全權負責於任何司法管轄區或政府或監管機構之任何及一切稅項,包括但不限於任何資本收益 稅或其他適用的任何評稅或徵費。客戶應尋求獨立稅務諮詢。 (7) 如客戶於半年期間 ( 每年 1 月至 6 月及 / 或 7 月至 12 月 ) 未曾於本行進行任何股票交易(買賣、存入港股美股及網上認購新股)及未持有任何股票,本行將每半年收取一次證券戶口服務費。有關服務費將於該年 7 月及 / 或翌年 1 月收取。新股票客戶可獲豁免開戶當期之服務費。本行將從客戶之港元結算戶口中扣除有關服務費;若客戶之證券戶口只連結於美元或人民幣戶口,有關服務費將從該戶口中扣除。兌換率 1 美元 = 港幣 7.8 元或人民幣 1 元 = 港幣 1.2 元將用以換算兌換金額。 (8) 亦適用於散股。 (9) 適用於即時交易、即時報價及自選報價清單版面內的即時股價資訊服務及於「 Citi Alerts 即時短訊服務」版面內所設定並成功觸發的提示 ( 包括:股票價格、 52 週最高或最低、股票技術指標、股份交易量、指數 ) 。 (10) 適用於「股票瞬像」版面內之串流報價服務 ( 資料會自動更新 ) 。 (11) 手機短訊提示將於 (i) 交易指示全數執行或 (ii) 交易日收市後 ( 如指示屬部份成交 ) 或 (iii) 指示到期日收市後 ( 如指示未能執行 ) 收到。 (12) 手機短訊提示將於每次成交 ( 包括分段成交 ) 後收到。若交易指示分段成交您將會收到一個以上的手機短訊提示。 (13) 履行權責包括認股證兌換、認股權、現金股息、現金派息及紅股選擇、自願收購、投標出價或公開發售。 (14) 其他收費最終取決於新股發售文件。附註: (1)   就其他未列於本表格之服務及收費,請向本行查詢。 (2)   上述收費僅供參考,花旗銀行(香港)有限公司保留調整有關費用的權利。 (3)   除上列收費外,客戶有可能被要求繳付由第三者收取之額外收費。 Citi Alerts 即時短訊服務交易指示手機短訊提示 11 : 豁免 每次成交手機短訊提示 12 : 每次提示 HKD1 市場資訊手機短訊提示: 每次提示 HKD1 即時報價服務 「即時報價」 9 : 「串流報價服務」 10 : 月費 HKD398 代理人及代履行權責服務代客處理現金收購及其他涉及現金的履行權責事項 13 : 按現金總值收取 0.50%   ( 最低收費 HKD/CNY30) 備兌認股證手續費: 每次收費 HKD/CNY205 代履行權責服務費 13 : 每手 HKD/CNY2 8   ( 最低收費 HKD/CNY30) 其他服務網上認購新證券服務: 每項申請 HKD/CNY100 , 0.003% 交易徵費, 0.005% 交易費,及其他收費 14 月供股票計劃: 每次供款收費 HKD50 美國證券交易試驗計劃服務:  ã  股份提取費: 每項指示收費 HKD600   ã  證券的跨境調撥費: 每項收費或交付指示收費 HKD200   ã  美國證券交易試驗計劃代履行權責服務費 13 : 每項指示收費 HKD600  Service Fees and Charges 戶口服務 — 證券託管 ( 香港及美國證券 ) 證券託管月費: 豁免 證券戶口服務費 7  (每半年): HKD100 經紀佣金: Citigold Private ClientCitigold/Citigold CAW 1 Citibanking CAW 1 Citibanking 0.18%0.20%0.20%0.25%0.18%0.25%0.40% 網上 / 流動理財證券服務 證券買賣熱線 每單交易最低收費網上/流動理財證券服務: HKD/CNY100 證券買賣熱線: HKD/CNY125 香港證券 HKSecurities ( 不足 HKD/CNY0.01 之數亦作 HKD/CNY0.01 計算 )( 不足 HKD/CNY1 之數亦作 HKD/CNY1 計算 ) 政府印花稅 2 : 每單成交金額之 0.10%   交易徵費 3 : 每單成交金額之 0.003% 交易費 4 : 每單成交金額之 0.005% 存入證券費 5 : 豁免 稅項 6 : 根據個別股票之要求而定  } Citigold Private ClientCitigoldCitibanking1,0001,000500 每月免費即時報價其後每一報價收費 HKD0.1 Trade-related Services - Buying & Selling Securities (1) “CAW”: “Citi At Work”. (2) The charge is collected for the HKSAR government and is subject to change without prior notice. (3) The charge is collected for the Securities and Futures Commission (SFC) and is subject to change without prior notice. (4) The charge is collected for the Hong Kong Exchanges and Clearing Limited (HKEx) and is subject to change without prior notice. (5) Applicable to odd lots and buying of securities, rights issues or warrants. (6) Clients will assume, and be solely responsible for, any and all taxes of any jurisdiction or government or regulatory body, including and without limitation to, any capital gain or other assessment or charges that may be applicable. Clients should seek independent tax advice. (7) Clients who do not conduct any securities transactions (including buy/sell, transfer-in of HK & US stocks and online IPO applications) and do not maintain any stock holding with us within a 6-month period (January to June and/or July to December every year) will be subject to the fee, which is applied semi-annually. The fee will be debited in July and/or January in the subsequent year respectively. The fee is NOT applicable to newly opened accounts during the accountable period. We will debit the fee from the clients’ Hong Kong Dollar settlement account. If only a US Dollar or CNY settlement account is linked to the securities account, the fee will be debited from that account. Exchange rate of USD1 = HKD7.8 or CNY1 = HKD1.2 will be used for calculation. (8) Also applicable to odd lots. (9) Applicable to the real-time snapshot quick quote enquiries performed via Trade Now, Stock Quote and Watchlist sections and the successfully triggered alerts (including Stock Price, 52-week High or Low, Technical Indicators, Stock Turnover, Index) which are set under the Citi Alerts Services section. (10) Applicable to the Streaming Quote Service under the Stock Snapshot section (Price information with automatic update). (11) Alert SMS message will be received when (i) the order is fully executed or (ii) after the market is closed for the day (if the order is partially executed or (iii) after the market is closed for the expiry date (if the order is unfilled). (12) Alert SMS message will be received for each trade execution (including partial order execution). Multiple alert SMS messages may be received for an order with more than one trade executions. (13) Corporate actions include warrant conversions, rights, cash dividends, cash stock option, voluntary takeovers, tender offers, or open offers. (14) Other charges are subject to the final determination of listing documents of the corresponding IPO. Note: (1) There are certain charges for specific services which are not included here. Details are available upon request. (2) The above charges are for reference only. Citibank (Hong Kong) Limited reserves the right to revise the service fee from time to time. (3) Except the above, clients may be required to pay other fees charged by third parties in relation to the use of securities services. Scrip Handling & Settlement Related Services   Transfer-in Service Charge  (Scrip & Scripless) : Waived Transfer-out Service Charge  (Scrip) :  HKD/CNY300 per stock & HKD/CNY10 per board lot Transfer-out Service Charge  (Scripless) : HKD/CNY300 per stock Registration Handling Fee/Deposit of Securities 8 : Waived (Applicable to transfer-in of securities) Citi Alerts Services   Order Level Execution Alert SMS 11 : Waived Trade Level Execution Alert SMS 12 : HKD1 per alert Market Information Alert SMS: HKD1 per alert Real-time Snapshot Quick Quote Services Quick Quote 9   :  Streaming Quote 10   :  HKD398/ month Nominee Services & Corporate ActionsCash Offers & Other Corporate Actions 13 with Cash Consideration:  0.50% of cash consideration (Minimum charge HKD/CNY30) Covered Warrants Registration Fee:  HKD/CNY205 per transaction Corporate Actions 13 Service Fee: HKD/CNY2 per board lot 8   (Minimum charge HKD/CNY30) Other ServicesOnline IPO Application Service:  HKD/CNY100 per application, 0.003% transaction levy, 0.005% trading fee, and other charges 14 Regular Saving Plan:  HKD50 per transaction Pilot Program for Trading US Securities: ã Stock Withdrawal Fee :  HKD600 per instruction  ã Cross-border Transfer Fee for Receipt / Delivery of Securities:  HKD200 per receipt / delivery instruction  ã Handling Fee for Corporate Actions 13  of Securities under the Pilot Program:  HKD600 per instruction Account Maintenance - Custodian Service   s (Hong Kong & US Securities)Monthly Custodian Service Charge: Waived Securities account maintenance fee 7  (Semi-annual):  HKD100 Brokerage Fee: (Charges are rounded up to the nearest dollar) Stamp Duty 2  :  0.10% of transaction amount Transaction Levy 3 :  0.003% of transaction amount Trading Fee 4   :  0.005% of transaction amount Deposit of Securities 5   :  Waived Tax 6   : Subject to specific requirement of individual stock   (Charges are rounded up to the nearest cent)  } Citigold Private ClientCitigold/Citigold CAW 1 Citibanking CAW 1 Citibanking0.18%0.20%0.20%0.25%0.18%0.25%0.40% Internet / Mobile Securities Services: HKD/CNY100Dedicated TradingHotline: HKD/CNY125 Internet / Mobile Securities ServicesMinimum Chargeper TransactionDedicated TradingHotline Citigold Private ClientCitigoldCitibanking1,0001,000500Free Monthly Real-time Quick Quotes HKD0.1 per quote thereafter         B       S       C       T       B    -       0       3       1       0       3       1       4 (1) 預託證券代理(Depository Receipts Agent)或會經由花旗銀行(香港)有限公司向持有美國預託證券之客戶定期收取預託證券費用(ADR Fee)。上述收費僅供參考,預託證券代理有權不時更改收費而毋須事先通知。最終的收費金額、次數及時間以預託證券代理的最終決定作準。 (2) 客戶將須承擔及全權負責於任何司法管轄區或政府或監管機構之任何及一切稅項,包括但不限於任何資本收益稅或其他適用的任何評稅或徵費。客戶應尋求獨立稅務諮詢。 (3) 如客戶於半年期間 ( 每年 1 月至 6 月及 / 或 7 月至 12 月 ) 未曾於本行進行任何股票交易(買賣、存入港股美股及網上認 購新股)及未持有任何股票,本行將每半年收取一次證券戶口服務費。有關服務費將於該年 7 月及 / 或翌年 1 月收取。 新股票客戶可獲豁免開戶當期之服務費。本行將從客戶之港元結算戶口中扣除有關服務費;若客戶之證券戶口只連結於美元或人民幣戶口,有關服務費將從該戶口中扣除。兌換率 1 美元 = 港幣 7.8 元或人民幣 1 元 = 港幣 1.2 元將用以換算兌換金額。 (4) 手機短訊提示將於 (i) 交易指示全數執行或 (ii) 交易日收市後 ( 如指示屬部份成交 ) 或 (iii) 指示到期日收市後 ( 如指示未能執行 ) 收到。 (5) 手機短訊提示將於每次成交 ( 包括分段成交 ) 後收到。若交易指示分段成交您將會收到一個以上的手機短訊提示。附註: (1) 政府、監管機構或有關服務供應商或會向花旗銀行(香港)有限公司提供的某些證券或個別證券交易服務收取其他費用、收費、徵費、稅款及利息。閣下須承擔所有有關費用、收費、徵費、稅款及利息。 就其他未列於本表格之服務及收費,請向本行查詢。 (2) 上述收費僅供參考,花旗銀行(香港)有限公司保留調整有關費用的權利。 (3) 除上列收費外,客戶有可能被要求繳付由第三者收取之額外收費。投資不應被視為定期存款之替代品。重要聲明:閣下應自行尋求有關稅務之專業意見,包括但不限於進行海外投資時可能涉及之遺產稅及紅利預扣稅等稅務責任。本宣傳文件所載資料只供參考之用,並不構成任何買賣證券的邀約或建議。投資並非銀行存款,並不構成花旗銀行(香港)有限公司、花旗銀行、Citigroup Inc.或其附屬機構或聯營公司、任何當地政府或保險機構的責任、保證或承保。投資帶有風險,亦可能導致本金的損失。證券價格可升亦可跌。此證券投資服務不適用於美國人士,亦可能只限在某些司法管轄區提供。任何人士於作出投資前,應尋求獨立諮詢,考慮有關投資是否適合閣下。   服務收費 Service Fees and Charges 戶口服務 — 證券託管 ( 香港及美國證券 ) 證券託管月費: 豁免 證券戶口服務費 3  (每半年): HKD100 代理人及代履行權責服務現金的履行權責事項: 按現金總值收取 0.50%   ( 最低收費 USD15) 行使供股權: 按現金總值收取 0.50%   ( 最低收費 USD15)   行使認股證: 按現金總值收取 0.50%   ( 最低收費 USD15) Citi Alerts 即時短訊服務交易指示手機短訊提示 4 : 豁免 每次成交手機短訊提示 5 : 每次提示 USD0.2 市場資訊手機短訊提示: 每次提示 USD0.2 有關證券交收服務 ( 只適用於非實物證券 ) 存入證券  (註冊服務公司收費) :   豁免 提取證券  (註冊服務公司收費) :   每隻股票 USD50 取消指令   : 註冊服務公司收費將不獲退還 有關買賣服務 — 證券買賣美國證交會收費: 將根據美國證交會最新擬定之條例及收費 美國預託證券收費: 每股 0.01 - 0.05 美元 1 稅項 2 : 根據個別股票之要求而定 證券買賣佣金: Citigold / Citibanking0 - 9,99910,000 - 19,99920,000 - 49,99950,000 或以上每項成交金額收費 ( 根據交易金額計算,最低收費 USD30) 交易金額 ( 以美元計 ) 1%0.90%0.80%0.50%Citigold Private Client0.50% USSecurities  美國證券 Account Maintenance - Custodian Services (Hong Kong & US Securities)Monthly Custodian Service Charge: Waived Securities account maintenance fee 3  (Semi-annual):  HKD100 Trade-related Services - Buying & Selling Securities (1) Clients holding American Depository Receipts may be charged ADR Fee regularly by the Depository Receipts Agent through Citibank (Hong Kong) Limited. The mentioned price range is for reference only and is subject to changes from time to time at the discretion of the Depository Receipts Agent without prior notice. The final price range, frequency and timing of charging the fee is subject to final confirmation from the Depository Receipts Agent. (2) Clients will assume, and be solely responsible for, any and all taxes of any jurisdiction or government or regulatory body, including and without limitation to, any capital gain or other assessment or charges that may be applicable. Clients should seek independent tax advice. (3) Clients who do not conduct any securities transactions (including buy/sell, transfer-in of HK & US stocks and online IPO applications) and do not maintain any stock holding with us within a 6-month period (January to June and/or July to December every year) will be subject to the fee, which is applied semi-annually. The fee will be debited in July and/or January in the subsequent year respectively. The fee is NOT applicable to newly opened accounts during the accountable period. We will debit the fee from the clients’ Hong Kong Dollar settlement account. If only a US Dollar or CNY settlement account is linked to the securities account, the fee will be debited from that account. Exchange rate of USD1 = HKD7.8 or CNY1 = HKD1.2 will be used for calculation. (4) Alert SMS message will be received when (i) the order is fully executed or (ii) after the market is closed for the day (if the order is partially executed) or (iii) after the market is closed for the expiry date (if the order is unfilled). (5) Alert SMS message will be received for each trade execution (including partial order execution). Multiple alert SMS messages may be received for an order with more than one trade executions. Note: (1) There may be other fees, charges, levies, tax and interest that apply to certain securities or particular security trading services provided by Citibank (Hong Kong) Limited that are introduced and/or charged by government, regulatory bodies or the relevant service providers. You are fully responsible for such fees, charges, levies, tax and interest. There are certain charges for specific services which are not included here. Details are available upon request. (2) The above charges are for reference only. Citibank (Hong Kong) Limited reserves the right to revise the service fee from time to time. (3) Except the above, clients may be required to pay other fees charged by third parties in relation to the use of securities services.Investment shall not be regarded as a substitute for time deposit.Important Disclaimer: You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. This material is for information purpose only and does not constitute any offer or solicitation or advice to buy or sell any security. Investments are not bank deposits and are not obligations of, guaranteed or insured by Citibank (Hong Kong) Limited, Citibank, N.A., Citigroup Inc. or any of its affiliates or subsidiaries, or by any local government or insurance agency, and involve risks, including the possible loss of the principal amount invested. Share prices may go down as well as up. Investment products are not available for U.S. persons and might only be applicable to limited  jurisdiction. Any person considering an investment should seek independent advice on the suitability or otherwise of the particular investment. Commission: Citigold / Citibanking0 - 9,99910,000 - 19,99920,000 - 49,99950,000 or above1%0.90%0.80%0.50%Citigold Private Client0.50%   Rate on Transaction Amount (Minimum charge USD30 per transaction) Transaction Amount (USD) US SEC Fees: Subject to SEC latest rules and charges American Depository Receipt (ADR) Fee:  USD0.01 - 0.05 per share 1 Tax 2 : Subject to specific requirement of individual stock   © 2014 Citibank Citi and Citibank and Arc Design are registered service marks of Citibank, N.A. or Citigroup Inc. Citibank (Hong Kong) Limited Nominee Services & Corporate ActionsCorporate Actions with Cash Consideration: 0.50% on cash amount (Minimum charge USD15)   Rights Issues (Exercise):  0.50% on cash amount (Minimum charge USD15) Warrant Conversion:  0.50% on cash amount (Minimum charge USD15) Scrip Handling & Settlement - Related Services (Scripless only) Transfer-in (DTC):  Waived Transfer-out (DTC):  USD50 per stock Cancellation of instruction:  Non-refundable on DTC charges Citi Alerts Services   Order Level Execution Alert SMS 4 :  Waived Trade Level Execution Alert SMS 5 : USD0.2 per alert Market Information Alert SMS:  USD0.2 per alert

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